Publication:
Forest Stewardship Council Certification of natural forest management in Indonesia: Required improvements, costs, incentives, and barriers

dc.contributor.authorKlassen, A.
dc.contributor.authorRomero, C.
dc.contributor.authorPutz, F.E.
dc.date.accessioned2022-01-23T18:56:05Z
dc.date.available2022-01-23T18:56:05Z
dc.identifier.urihttps://open.fsc.org/handle/resource/710
dc.titleForest Stewardship Council Certification of natural forest management in Indonesia: Required improvements, costs, incentives, and barriersen
dcterms.abstractVoluntary, third-party, market-based forest certification has helped promote the transition from forest exploitation for timber to multiple-objective forest management in Indonesia. Here we describe the paths followed to Forestry Stewardship Council (FSC) certification of responsible management by five forestry concessions in Kalimantan, Indonesia. We found that while only modest improvements in forest management practices would be required for the concessions to comply with governmental regulations, much more substantial improvements were needed for FSC certification. Making these improvements was expensive mostly because the concessions lacked the required technical capacity and thus relied on support from outside institutions. We estimated that the direct costs of certification, half of which were paid by various donors, amounted to USD 300 000 to USD 700 000 per concession, with averages of USD 4.76/ha and USD 0.1/m3. Due to the minimal financial benefits the concessionaires received from certification of their forest products, external funds for the required technical inputs and audits were essential, but the business and marketing strategies of companies linked to the concessions also favoured certification. Forest certification is expanding in Indonesia for a variety of reasons, mostly related to partnerships between the private sector and civil society as well as in response to emerging synergies with the newly enacted government regulations (e.g. verification of timber legality and mandatory certification) and concerns about corporate reputations. Despite these facilitating factors, many barriers to certification remain, including unclear forest land tenure, perverse government regulations, high costs, lack of technical capacity, and scarcity of "green premiums" for certified forest products.en
dcterms.accessRightsPublic
dcterms.accessRightsOpen access
dcterms.bibliographicCitationKlassen, A., Romero, C. and Putz, F.E., 2014. Forest Stewardship Council certification of natural forest management in Indonesia: required improvements, costs, incentives, and barriers. IUFRO World Series, 32, pp.255-273.en
dcterms.issued2014
dcterms.languageen
dcterms.licenseCopyrighted; all rights reserveden
dcterms.publisherIUFRO
dcterms.typeBook Chapter
dspace.entity.typePublication
fsc.evidenceCategoryFSC impact-related
fsc.focus.forestZoneTropical
fsc.focus.sustainDimensionEconomic
fsc.focus.tenureManagementPrivate
fsc.focus.tenureOwnershipPublic
fsc.issue.economicBenefits, motivations, reasons for certification
fsc.issue.economicCosts, obstacles, barriers to certification
fsc.issue.environmentalHarvesting
fsc.issue.environmentalReduced Impact Logging
fsc.issue.environmentalBiodiversity
fsc.issue.socialLocal communities
fsc.issue.socialIndigenous peoples
fsc.issue.socialWorkers
fsc.subjectForests
fsc.subjectImpacts
fsc.subjectEstonia
fsc.subjectCertification
fsc.subjectState forest
fsc.subjectCertification
fsc.topic.politicalNational Forest Policy
fsc.topic.politicalGovernance
fsc.topic.socialHealth and safety
fsc.topic.socialWorking conditions
is.availability.fullTextFull text available
is.contributor.funderTypePrivate funds (NGOs, companies, VSS self-funded etc)
is.contributor.memberForest Stewardship Council
is.coverage.countryIndonesia
is.coverage.countryAlpha2ID
is.coverage.geographicLevelRegion
is.coverage.latitude-0.789275
is.coverage.longitude113.921327
is.coverage.placeKalimantan
is.coverage.regionAsia
is.evaluation.collectionInterviews/surveys with certified entities and their representatives and workers/producers
is.evaluation.counterfactsNo
is.evaluation.dataSourceIndependent researcher data
is.evaluation.notesFSC is criticized of demanding too much in relation to the economic benefits that can be expected in the future. In principal the costs are regarded as being too high, so that it cannot be achieved by the staff in the examined concessions. Additionally the Indonesian problem of unclear tenure rights, what can only be solved by the government, is a barrier to certification. So the FSC system of costs and benefits is unbalanced.
is.evaluation.quotesWe found that while only modest improvements in forest management practices would be required for the concessions to comply with governmental regulations, much more substantial improvements were needed for FSC certification. Making these improvements was expensive mostly because the concessions lacked the required technical capacity and thus relied on support from outside institutions.
is.evaluation.quotesSlowing the uptake of responsible forest management and certification in Indonesia are high costs, lack of incentives, unrealistic requirements and expectations, and perverse governmental regulations.
is.evaluation.quotesThe requirements for FSC certification in Indonesia far exceed those set by governmental regulations but also exceeded the technical capacities of concession staffs. To some extent, certifiers expect concessions to solve problems that can onlybe solved by the government.
is.evaluation.quotesVoluntary, third-party, market-based forest certification has helped promote the transition from forest exploitation for timber to multiple-objective forest management in Indonesia. Here we describe the paths followed to Forestry Stewardship Council (FSC) certification of responsible management by five forestry concessions in Kalimantan, Indonesia. We found that while only modest improvements in forest management practices would be required for the concessions to comply with governmentalregulations, much more substantial improvements were needed for FSC certification
is.evaluation.quotesAttainment of FSC certification required concessionaires to make long-term business commitments that respect the ecological and social dimensions of forest management, instead of just maximising log production. Certification also required more stakeholder input and generally helped open concessions to public scrutiny. The forest management practices required by the FSC are more demanding than those required by the MoF (Table II 15.4). In particular, substantial investments in the social and ecological dimensions of forest management were required by FSC. For example, investments were required in environmentalmonitoring equipment, protective gear for workers, and capacity building for monitoring biodiversity and general environmental impacts. In addition, substantial changes in logging practices were often required. Some of the required improvementswere beyond the capacities of the concessions to implement on their own, thus the need for external inputs. Based on the analysis of certification action plans and the CAR closures as well as field visits, the most evident implications of certification for forest management practices are summarised below.
is.evaluation.quotesCertified concessions routinely monitored soil erosion and stream sediment loads and utilisedthis information to improve their environmental management plans. The management plans includeprotection of streamside buffer zones, rehabilitation of degraded land, and handling and disposal of lubricants, fuel, and other chemicals. Substantial investments in environmental management and monitoring systems were required tocomply with FSC standards. In uncertified concessions, few of the government-required plans forenvironmental management or monitoring plans were properly implemented.
is.evidenceSubTypeDescriptive information - contextual and operational
is.evidenceTypeDescriptive information
is.focus.productsForestry products
is.focus.sdgSDG 15 - Life on Land
is.focus.sectorsForestry
is.focus.sustainDimensionEconomic
is.focus.sustainIssueForests and other ecosystems
is.focus.sustainIssueConsumers and supply chains
is.focus.sustainLensAudits and assurance
is.focus.sustainLensTransparency
is.focus.sustainOutcomeDeforestation and forest protection
is.focus.sustainOutcomeConsumer preferences
is.focus.systemElementMandE outcomes and impacts
is.focus.systemElementMandE performance monitoring
is.identifier.codeImpacts
is.identifier.doihttp://dx.doi.org/10.34800/fsc-international679
is.identifier.schemeNameForest Stewardship Council
is.identifier.schemeTypeVoluntary Sustainability Standards
is.item.reviewStatusPeer reviewed
is.link.urlhttp://www.cifor.org/library/5106/forest-stewardship-council-certification-of-natural-forest-management-in-indonesia-required-improvements-costs-incentives-and-barriers/
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